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AI Compliance & Regulatory

Stay Compliant. Cut Costs.

Your AI Compliance & Regulatory Teammate monitors transactions in real time, automates SAR/CTR reporting, manages regulatory changes, and prepares audits — reducing compliance costs by 60% while eliminating 80% of false positives.

SOC 2 Compliant PCI DSS Fully Auditable
What This Teammate Does

End-to-End Compliance Operations — Fully Automated

From transaction monitoring to regulatory reporting, your AI teammate handles every compliance workflow with precision, speed, and complete audit trails.

Transaction Monitoring

Monitors 100% of transactions in real time against custom rule sets and machine learning models — detecting suspicious patterns with dramatically fewer false positives.

SAR/CTR Reporting

Automates suspicious activity report and currency transaction report preparation — generating complete, accurate filings ready for BSA officer review and FinCEN submission.

Regulatory Change Management

Monitors regulatory updates from FinCEN, OCC, CFPB, and state regulators — mapping changes to your policies and flagging required updates before deadlines.

Audit Preparation

Assembles audit packages with complete documentation, evidence trails, and compliance attestations — reducing audit preparation time from weeks to days.

Policy Enforcement

Enforces compliance policies across all business lines with automated controls, exception tracking, and escalation workflows for policy breaches.

Risk Scoring

Generates dynamic risk scores for customers, transactions, and business relationships — enabling risk-based compliance resource allocation and enhanced due diligence triggers.

Who It's For

Built for Compliance Leaders Who Need Coverage & Efficiency

Designed for the executives and compliance leaders responsible for regulatory adherence, risk management, and audit readiness.

Chief Compliance Officers

CCOs responsible for BSA/AML program effectiveness who need to reduce costs, improve detection rates, and maintain regulatory standing with examiners.

  • Cut compliance costs by 60%
  • Reduce false positives by 80%
  • Achieve exam-ready audit trails

CROs

Chief risk officers accountable for enterprise risk posture who need comprehensive monitoring coverage and real-time visibility into compliance operations.

  • 99.9% transaction monitoring coverage
  • Real-time risk visibility
  • Proactive regulatory change tracking

Compliance Managers

Day-to-day compliance managers who need to handle growing alert volumes, reduce investigation backlogs, and file reports accurately and on time.

  • Eliminate investigation backlogs
  • Automate SAR/CTR preparation
  • Scale without adding analysts
What It Replaces

Replace Manual Compliance with Intelligent Monitoring

AI Compliance & Regulatory directly displaces labor-intensive, error-prone compliance processes — without compromising standards.

Traditional Model
AI Teammate
Rule-based systems with high false positives
AI-powered monitoring with 80% fewer alerts
Manual SAR/CTR preparation and filing
Auto-generated reports ready for review
Manual regulatory change tracking
Automated regulatory intelligence
Weeks of audit preparation
Always-ready audit packages
Large teams of compliance analysts
AI handles volume, analysts handle judgment
Measurable Impact

KPIs That Move the Business

Every AI Compliance deployment is benchmarked against the metrics that matter most to financial compliance leaders.

60%Lower Compliance Costs

Automation reduces analyst headcount needs while improving coverage and detection quality across all compliance programs.

99.9%Transaction Monitoring

Every transaction is monitored in real time against comprehensive rule sets and ML-powered anomaly detection.

↓80%False Positives

AI-powered analysis dramatically reduces false positive alerts, letting analysts focus on genuine suspicious activity.

↓70%Faster SAR Filing

Auto-generated SAR narratives and pre-populated forms reduce filing time from hours to minutes per report.

↑3xInvestigation Throughput

AI-assisted investigations with pre-gathered evidence and analysis triple the cases each analyst can handle.

100%Audit Readiness

Always-current documentation, evidence trails, and compliance attestations mean you are always ready for examination.

Seamless Integration

Connects to Your Existing Compliance Systems

Your AI teammate integrates with the core banking, monitoring, and regulatory systems you already use.

FIS

Native integration with FIS core banking for transaction data, customer profiles, and compliance workflow triggers.

Fiserv

Bi-directional sync with Fiserv for transaction monitoring, alert management, and regulatory reporting workflows.

NICE Actimize

Integrates with NICE Actimize for enhanced transaction monitoring, case management, and SAR filing workflows.

Verafin

Connects to Verafin for fraud detection, AML monitoring, and automated regulatory reporting across all channels.

Regulatory Databases

Monitors OFAC, FinCEN, EU sanctions, and global regulatory databases for real-time screening and change tracking.

API & Webhook Support

RESTful APIs and configurable webhooks for any system not covered by out-of-the-box connectors — fully extensible.

Deployment Timeline

Live in Weeks — Not Quarters

A structured, phased deployment that delivers measurable results from the first sprint. No multi-year transformation required.

Week 1–2

Discovery & Configuration

  • Map existing compliance workflows and pain points
  • Configure core banking and monitoring integrations
  • Define monitoring rules, risk tiers, and escalation logic
  • Set up compliance controls and audit logging
Week 3–4

Pilot Launch & Validation

  • Deploy AI on a selected monitoring scenario
  • BSA officer validates alert quality and SAR output
  • Benchmark: false positive rate, filing time, coverage
  • Tune models based on real compliance data
Week 5+

Scale & Optimize

  • Expand to all monitoring scenarios and report types
  • Continuous model improvement from analyst feedback
  • Onboard additional compliance programs
  • Quarterly reviews with compliance performance metrics
Governance & Trust

Enterprise-Grade Security for Compliance Operations

Every decision is auditable. Every action is governed. Built from the ground up for regulated financial environments.

Human-in-the-Loop by Default

All SARs and high-risk alerts route to BSA officers for review. AI triages and prepares — humans make final decisions.

SOC 2 & PCI DSS Compliant

Full audit trails, role-based access control, and compliance logging designed for regulatory examinations and audits.

Data Residency & Encryption

Financial data encrypted at rest and in transit with AES-256, configurable data residency, and strict retention policies.

Works With Your Compliance Stack

Connects to FIS, Fiserv, NICE Actimize, Verafin, and regulatory databases via secure APIs.

Get Started in 30 Days

Launch Your AI Compliance Pilot

See measurable results — lower compliance costs, fewer false positives, and faster filings — within your first month. No multi-year commitment. No rip-and-replace. Just results.

Live in 2–4 Weeks SOC 2 & PCI DSS Human-in-the-Loop No Data Lock-in